Filing Details

Accession Number:
0001614094-18-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 17:08:14
Reporting Period:
2018-10-01
Accepted Time:
2018-10-03 17:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586813 George Kurian 1395 Crossman Ave
Sunnyvale CA 94089
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-01 6,000 $40.70 29,479 No 4 M Direct
Common Stock Disposition 2018-10-01 6,000 $86.10 23,479 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-10-01 6,000 $86.10 6,000 $40.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2014-09-20 2020-10-14 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $86.06 to $86.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date.