Filing Details

Accession Number:
0001209191-18-053534
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 21:36:20
Reporting Period:
2018-09-28
Accepted Time:
2018-10-02 21:36:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724344 Entasis Therapeutics Holdings Inc. ETTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249153 Dennis Henner 101 Main Street, 12Th Floor
Cambridge MA 02142
No No Yes No
1252523 Robert Liptak 101 Main Street, 12Th Floor
Cambridge MA 02142
No No Yes No
1252525 Kurt Wheeler 101 Main Street, 12Th Floor
Cambridge MA 02142
No No Yes No
1431403 Nicholas Simon 101 Main Street, 12Th Floor
Cambridge MA 02142
No No Yes No
1597143 Clarus Lifesciences Iii, L.p. 101 Main Street, Suite 1210
Cambridge MA 02142
No No Yes No
1620148 Clarus Ventures Iii Gp, L.p. 101 Main Street, Suite 1210
Cambridge MA 02142
No No Yes No
1664852 Scott Requadt 101 Main Street, 12Th Floor
Cambridge MA 02142
No No Yes No
1664942 Clarus Ventures Iii, Llc 101 Main Street, Suite 1210
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-28 361,829 $0.00 361,829 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 323,341 $0.00 685,170 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 412,583 $0.00 1,170,010 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 453,395 $15.00 1,623,405 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2018-09-28 7,500,000 $0.00 361,829 $0.00
Common Stock Series B-1 Tranche A Convertible Preferred Stock Disposition 2018-09-28 6,702,213 $0.00 323,341 $0.00
Common Stock Series B-1 Tranche B Convertible Preferred Stock Disposition 2018-09-28 8,552,024 $0.00 412,583 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series B Preferred Stock, Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  2. The reportable securities are held directly by Clarus Lifesciences III, L.P. ("Clarus III"). Clarus Ventures III GP, L.P. ("Clarus III GP") is the sole general partner of Clarus III. Clarus Ventures III, LLC ("Clarus III GP LLC") is the sole general partner of Clarus III GP. Nicholas Galakatos, Dennis Henner, Robert Liptak, Scott Requadt, Nicholas Simon, and Kurt Wheeler are the managing directors of Clarus III GP LLC (the "Managing Members"). Each of Clarus III GP, Clarus III GP LLC and the Managing Members may be deemed to beneficially own the securities held by Clarus III. Each of Clarus III GP, Clarus III GP LLC and the Managing Members disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
  3. This number includes an aggregate of 72,257 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.