Filing Details

Accession Number:
0001209191-18-053533
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 21:35:32
Reporting Period:
2018-09-28
Accepted Time:
2018-10-02 21:35:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724344 Entasis Therapeutics Holdings Inc. ETTX Pharmaceutical Preparations (2834) 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901832 Plc Astrazeneca 1 Francis Crick Avenue
Cambridge X0 CB2 0AA
No No Yes No
928966 Ab Astrazeneca C/O Astrazeneca Plc
1 Francis Crick Avenue
Cambridge X0 CB2 0AA
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-28 1,918,185 $0.00 1,918,189 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 246,666 $15.00 2,164,855 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2018-09-28 33,499,900 $0.00 1,616,166 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. This number includes 302,019 shares of Common Stock received upon the conversion of the Issuer's Series A Preferred Stock as payment of accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.
  2. Each share of Series A Preferred Stock automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.
  3. All of these securities are owned by AstraZeneca AB, which is a wholly-owned subsidiary of AstraZeneca PLC. AstraZeneca PLC may be deemed to beneficially own the shares held by AstraZeneca AB, but disclaims beneficial ownership except to the extent of its pecuniary interest therein, if any. The principal business address of AstraZeneca AB is SE-151 85 Sodertalje, Sweden.