Filing Details
- Accession Number:
- 0001209191-18-053469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 19:05:33
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 19:05:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897448 | Amarin Corp Plc | AMRN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289884 | B Steven Ketchum | C/O Amarin Pharma, Inc. 1430 Route 206 Bedminster NJ 07921 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-09-28 | 200,000 | $8.77 | 541,297 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-09-28 | 100,000 | $15.00 | 441,297 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2018-09-28 | 100,000 | $16.00 | 341,297 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 100,000 | $8.77 | 441,297 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 2,771 | $2.95 | 444,068 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 3,750 | $2.50 | 447,818 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 3,312 | $2.50 | 451,130 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 4,167 | $2.50 | 455,297 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2018-10-01 | 2,604 | $1.40 | 457,901 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-10-01 | 116,604 | $17.20 | 341,297 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-09-28 | 200,000 | $0.00 | 200,000 | $8.77 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 100,000 | $0.00 | 100,000 | $8.77 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 2,771 | $0.00 | 2,771 | $2.95 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 3,750 | $0.00 | 3,750 | $2.50 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 3,312 | $0.00 | 3,312 | $2.50 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 4,167 | $0.00 | 4,167 | $2.50 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2018-10-01 | 2,604 | $0.00 | 2,604 | $1.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2022-03-01 | No | 4 | M | Direct | |
| 0 | 2022-03-01 | No | 4 | M | Direct | |
| 78,082 | 2027-01-31 | No | 4 | M | Direct | |
| 33,750 | 2025-07-06 | No | 4 | M | Direct | |
| 64,188 | 2025-07-06 | No | 4 | M | Direct | |
| 37,499 | 2025-07-06 | No | 4 | M | Direct | |
| 41,666 | 2026-01-31 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- Please see the section titled "Remarks" below for additional information.
- The option granted to the Reporting Person is fully vested as of the date hereof.
- On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2017.
- On July 6, 2015, the Reporting Person was granted an option to purchase 180,000 Ordinary Shares under the Plan. The vesting of the shares is subject to certain performance milestone that was previously achieved. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.
- On July 6, 2015, the Reporting Person was granted an option to purchase 200,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.
- On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.
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