Filing Details
- Accession Number:
- 0001209191-11-012158
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 18:38:24
- Reporting Period:
- 2011-02-21
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 18:38:24
- Original Submission Date:
- 2011-02-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1037676 | Arch Coal Inc | ACI | Bituminous Coal & Lignite Surface Mining (1221) | 430921172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1046080 | W John Eaves | One Cityplace Drive St. Louis MO 63141 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-21 | 10,850 | $33.04 | 105,157 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-02-21 | 10,850 | $32.15 | 94,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-02-21 | 10,850 | $0.00 | 10,850 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,850 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,341 | Indirect | By 401(k) plan |
Footnotes
- The transaction date previously filed on this reporting person's Form 4 was incorrect. This amendment reflects the correct transaction date.
- The reporting person received 21,700 restricted stock units on February 21, 2008. The restricted stock units vest as follows: 10,850 units vest on February 21, 2011 and 10,850 units vest on February 21, 2012. Upon vesting of 10,850 restricted stock units on February 21, 2011, the reporting person received 10,850 shares of common stock.
- Each restricted stock unit represents a right to receive one share of common stock unless otherwise deferred, at the reporting person's election, pursuant to the Arch Coal, Inc. Executive Deferred Compensation Plan.
- The reporting person received 21,700 restricted stock units on February 21, 2008. The restricted stock units vest ratably over a two-year period. On February 21, 2011, 10,850 restricted stock units vested.
- The restricted stock units do not expire.
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