Filing Details
- Accession Number:
- 0001127602-18-028966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 15:48:33
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 15:48:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247860 | Jr C John Butler | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-28 | 267 | $61.38 | 82,635 | No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.12 | 145 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.12 | 145 | No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.12 | 144 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.84 | 145 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.84 | 144 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.12 | 145 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-10-01 | 297 | $61.74 | 82,932 | No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
Class A Common Stock | Acquisiton | 2018-10-01 | 447 | $0.00 | 26,313 | No | 4 | A | Indirect | Held in trust fbo Reporting Person. |
Class A Common Stock | Acquisiton | 2018-10-01 | 2 | $61.74 | 147 | No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-10-01 | 2 | $61.74 | 147 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-10-01 | 1 | $61.74 | 146 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-10-01 | 1 | $61.74 | 146 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
No | 4 | A | Indirect | Held in trust fbo Reporting Person. |
No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 279 | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | 8,211 | Indirect | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 4,513 | Indirect | Reporting Person is trustee of Trust fbo minor child. |
Class A Common Stock | 279 | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | 8,367 | Indirect | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 4,357 | Indirect | Reporting Person is trustee of Trust fbo minor child. |
Class A Common Stock | 5,126 | Indirect | Spouse's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | 49,811 | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
Class A Common Stock | 12,058 | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 32,369 | Indirect | Spouse's proportionate limited partnership interest in shares held by RAIV Class A |
Class A Common Stock | 2,800 | Indirect | Held in an Individual Retirement Account for the benefit of the Reporting Person |
Class A Common Stock | 7,634 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 326 | 326 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,211 | 8,211 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 326 | 326 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,367 | 8,367 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,527 | 3,527 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 5,972 | 5,972 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 89,105 | 89,105 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,058 | 12,058 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 51,283 | 51,283 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 58,586 | 58,586 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,800 | 2,800 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 7,634 | 7,634 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 17,262 | 17,262 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
326 | 326 | Indirect | |
8,211 | 8,211 | Indirect | |
3,683 | 3,683 | Indirect | |
326 | 326 | Indirect | |
8,367 | 8,367 | Indirect | |
3,527 | 3,527 | Indirect | |
5,972 | 5,972 | Indirect | |
89,105 | 89,105 | Indirect | |
12,058 | 12,058 | Indirect | |
51,283 | 51,283 | Indirect | |
58,586 | 58,586 | Indirect | |
2,800 | 2,800 | Indirect | |
7,634 | 7,634 | Indirect | |
17,262 | 17,262 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- Reporting Person disclaims beneficial ownership of all such shares.
- 2018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
- 2018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
- Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- 2018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
- N/A