Filing Details

Accession Number:
0001398344-18-014262
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-01 12:40:02
Reporting Period:
2018-09-28
Accepted Time:
2018-10-01 12:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162028 Alliance California Municipal Income Fund AKP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663
No No Yes No
1341021 Andrew Dakos Park 80 West
250 Pehle Ave. Ste 708
Saddle Brook NJ 07663
No No Yes No
1504304 Bulldog Investors, Llc Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook NJ 07663
No No Yes No
1561169 Steven Samuels Park 80 West - Plaza Two
250 Pehle Ave. Ste 708
Saddle Brook NJ 07663
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-28 100 $13.50 733,555 No 4 P Indirect By Clients
Common Stock Disposition 2018-10-01 149,565 $0.00 583,990 No 4 J Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Clients
No 4 J Indirect By Clients
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,375 Direct
Common Stock 500 Direct
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
  2. Shares are held by Steven Samuels.
  3. Shares are held by Andrew Dakos.
  4. These shares of AKP are held in the account of a private investment fund client of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such shares as of October 1, 2018 and as a result such shares will no longer be reported on the Reporting Persons' Form 4.