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Home > Insider Trading > Filing (0001638599-18-001140)

Filing Details

Accession Number:: 0001638599-18-001140
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-01 11:42:32
Reporting Period:: 2018-09-28

Accepted Time:: 2018-10-01 11:42:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495584	Firsthand Technology Value Fund Inc.	SVVC	()	273008946

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1518301	M Kevin Landis	150 Almaden Blvd. Suite 1250 San Jose CA 95113	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Firsthand Technology Value Fund, Inc.	Acquisiton	2018-09-28	1,727	$16.62	57,171	No	4	P	Indirect	By Firsthand Capital Management, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Firsthand Capital Management, Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Firsthand Technology Value Fund, Inc.	216,148	Direct