Filing Details

Accession Number:
0001213900-18-013084
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-27 11:50:43
Reporting Period:
2018-09-25
Accepted Time:
2018-09-27 11:50:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1732078 Flat Rock Opportunity Fund FROPX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264036 R Shiloh Bates C/O Flat Rock Opportunity Fund
1350 6Th Avenue, 18Th Floor
New York NY 10019
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-09-25 3,129 $20.50 13,035 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct