Filing Details

Accession Number:
0001209191-18-052374
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-26 20:15:43
Reporting Period:
2018-09-24
Accepted Time:
2018-09-26 20:15:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1237831 Globus Medical Inc GMED Surgical & Medical Instruments & Apparatus (3841) 043744954
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555391 C David Paul Valley Forge Business Center
2560 General Armistead Avenue
Audubon PA 19403
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-09-24 605,871 $54.01 0 No 4 S Direct
Class A Common Stock Acquisiton 2018-09-24 298,647 $0.00 298,647 No 4 C Indirect By David C. Paul Children's Trust
Class A Common Stock Disposition 2018-09-24 298,647 $54.01 0 No 4 S Indirect By David C. Paul Children's Trust
Class A Common Stock Acquisiton 2018-09-24 298,647 $0.00 298,647 No 4 C Indirect By Sonali Paul Children's Trust
Class A Common Stock Disposition 2018-09-24 298,647 $54.01 0 No 4 S Indirect By Sonali Paul Children's Trust
Class A Common Stock Acquisiton 2018-09-24 101,320 $0.00 101,320 No 4 C Direct
Class A Common Stock Disposition 2018-09-24 101,320 $54.01 0 No 4 S Direct
Class A Common Stock Acquisiton 2018-09-25 748,845 $0.00 748,845 No 4 C Direct
Class A Common Stock Disposition 2018-09-25 748,845 $54.70 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 C Indirect By David C. Paul Children's Trust
No 4 S Indirect By David C. Paul Children's Trust
No 4 C Indirect By Sonali Paul Children's Trust
No 4 S Indirect By Sonali Paul Children's Trust
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-09-24 298,647 $0.00 298,647 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-09-24 298,647 $0.00 298,647 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-09-24 101,320 $0.00 101,320 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-09-25 748,845 $0.00 748,845 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
21,616,369 No 4 C Direct
20,867,524 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,562,573 1,562,573 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,562,573 1,562,573 Indirect
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The Company's Class B Common Stock converted into the Company's Class A Common Stock on a one-for-one basis at the election of the reporting person and has no expiration date.
  4. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $55.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
  7. From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock.
  8. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.