Filing Details

Accession Number:
0001209191-18-052358
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-26 18:41:06
Reporting Period:
2018-09-25
Accepted Time:
2018-09-26 18:41:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622229 Unum Therapeutics Inc. UMRX Pharmaceutical Preparations (2834) 465308248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734419 Seth Ettenberg C/O Unum Therapeutics Inc.
200 Cambridge Park Drive, Suite 3100
Cambridge MA 02140
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-25 11,485 $0.18 11,485 No 4 M Direct
Common Stock Disposition 2018-09-25 11,485 $12.47 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-09-24 11,485 $0.00 11,485 $0.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
386,570 2025-01-28 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.11 to $12.90, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer.