Filing Details

Accession Number:
0001209191-18-052040
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-24 16:34:40
Reporting Period:
2018-09-20
Accepted Time:
2018-09-24 16:34:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG () OH
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-20 181,000 $113.49 393,162 No 4 S Indirect #2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect #2
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,714,744 Indirect #1
Common Stock 908,480 Indirect #12
Common Stock 1,428,174 Indirect #26
Common Stock 2,324,600 Indirect #29
Footnotes
  1. On 8/1/2018, Indirect #29 made a distribution of 10,032 shares of AFG common stock of which 3,344 shares went to Indirect #1. On 9/7/2018, Indirect #12 distributed a total of 340,020 shares of AFG common stock to multiple family members with 96,260 shares to Indirect #1.
  2. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
  3. Represents a contribution of 181,000 shares of Issuer common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer common stock was valued at $113.49 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
  4. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
  5. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
  6. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
  7. Indirect #29: Shares held by a partnership of which the reporting person is a partner and shares voting and dispositive power. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.