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Filing Details

Accession Number:
0001321646-18-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-24 16:00:59
Reporting Period:
2018-09-20
Accepted Time:
2018-09-24 16:00:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Corp KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478560 Michael Kevin Fogarty C/o Kraton Corporation
15710 John F. Kennedy Blvd., Suite 300
Houston TX 77032
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-20 18,856 $14.46 273,281 No 4 M Direct
Common Stock Disposition 2018-09-20 18,856 $50.00 254,425 No 4 S Direct
Common Stock Acquisiton 2018-09-21 27,748 $14.46 282,173 No 4 M Direct
Common Stock Disposition 2018-09-21 27,748 $50.00 254,425 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Options (Right to Buy) Acquisiton 2018-09-20 18,856 $0.00 18,856 $14.46
Common Stock Employee Options (Right to Buy) Acquisiton 2018-09-21 27,748 $0.00 27,748 $14.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,244 2020-01-03 No 4 M Direct
39,496 2020-01-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
  2. The price in column 4 is a weighted average. The prices actually received ranged from $50 to $50.20. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  3. The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010.