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Filing Details

Accession Number:: 0001094739-18-000093
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2018-09-21 19:04:36
Reporting Period:: 2018-06-22

Accepted Time:: 2018-09-21 19:04:36
Original Submission Date:: 2018-06-26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1094739	Finisar Corp	FNSR	Semiconductors & Related Devices (3674)	943038428

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1661122	Sheridan Julie Eng	1389 Moffett Park Drive Sunnyvale CA 94089-1133	Evp And Gm, 3D Sensing	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-06-22	8,374	$17.27	101,186	No	4	S	Direct
Common Stock	Disposition	2018-06-23	1,944	$17.33	99,242	No	4	F	Direct
Common Stock	Disposition	2018-06-25	3,420	$17.18	95,822	No	4	F	Direct
Common Stock	Disposition	2018-06-26	5,451	$17.08	90,371	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Footnotes

Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.77 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
This Form 4/A corrects the "Amount of Securities Beneficially Owned Following Reported Transactions", which were incorrect as the result of an inadvertent error understating by 11,822 shares the Amount of Securities Beneficially Owned Following Reported Transactions reported on a Form 4 filed by the reporting person on January 7, 2016. All of the reporting person's intervening reports on Form 4 contain the same understatement error.
On June 23, 2018, the Reporting Person vested in 3,919 restricted stock units ("RSUs") and as a result acquired 3,919 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
On June 25, 2018, the Reporting Person vested in 6,896 restricted stock units ("RSUs") and as a result acquired 6,896 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.18 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.