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Filing Details

Accession Number:
0001321646-18-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-21 16:35:49
Reporting Period:
2018-09-20
Accepted Time:
2018-09-21 16:35:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Corp KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478571 E. Stephen Tremblay C/o Kraton Corporation
15710 John F Kennedy Blvd , Suite 300
Houston TX 77032
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-20 13,085 $37.11 102,409 No 4 M Direct
Common Stock Disposition 2018-09-20 13,085 $49.50 89,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Options (Right to Buy) Acquisiton 2018-09-20 13,085 $0.00 13,085 $37.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-07 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
  2. The options became exercisable in equal installments on each of the first three anniversaries of March 7, 2011.