Filing Details
- Accession Number:
- 0001174947-18-001180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-21 09:57:18
- Reporting Period:
- 2018-09-19
- Accepted Time:
- 2018-09-21 09:57:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33533 | Espey Mfg & Electronics Corp | ESP | Electronic Components, Nec (3679) | 141387171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196650 | A David Oneil | 14 Bridget Circle Cohoes NY 12047 | Executive Vp/Cfo/Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | Acquisiton | 2018-09-19 | 222 | $17.09 | 10,222 | No | 4 | M | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2018-09-19 | 100 | $31.50 | 10,122 | No | 4 | S | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2018-09-19 | 100 | $31.55 | 10,022 | No | 4 | S | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2018-09-19 | 15 | $31.70 | 10,007 | No | 4 | S | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2018-09-19 | 7 | $31.52 | 10,000 | No | 4 | S | Direct | |
| Common Stock - $.33 1/3 Par Value | Acquisiton | 2018-09-20 | 1,778 | $17.09 | 11,778 | No | 4 | M | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2018-09-20 | 1,778 | $32.12 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-09-19 | 222 | $17.09 | 222 | $17.09 |
| Common Stock | Stock Option | Disposition | 2018-09-20 | 778 | $17.09 | 1,778 | $17.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,953 | 2011-02-19 | 2019-02-19 | No | 4 | M | Direct |
| 15,175 | 2011-02-19 | 2019-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | 14,743 | Indirect | ESOP Trust |
Footnotes
- Since the date of the reporting person's last ownership report, the reporting person received an allocation of 528 shares
Billionaire Hedge Funds
