Filing Details

Accession Number:
0001104659-18-057814
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-20 16:14:12
Reporting Period:
2018-09-18
Accepted Time:
2018-09-20 16:14:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1510487 Principia Biopharma Inc. PRNB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253170 Srinivas Akkaraju 628 Middlefield Road
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-18 208,480 $0.00 208,480 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-09-18 175,000 $17.00 383,480 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2018-09-18 208,480 $0.00 208,480 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Each share of Series C Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-1 basis, for no additional consideration, upon the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.
  2. Shares are held by Samsara BioCapital, L.P. ("Samsara BioCapital"). The reporting person is a managing member of Samsara BioCapital GP, LLC, the general partner of Samsara BioCapital. The Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest therein.