Filing Details

Accession Number:
0001174947-18-001177
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-19 15:30:25
Reporting Period:
2018-09-18
Accepted Time:
2018-09-19 15:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33533 Espey Mfg & Electronics Corp ESP Electronic Components, Nec (3679) 141387171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196648 A Peggy Murphy 91 Feeder Dam Rd
S Glensfalls NY 12803
Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - $.33 1/3 Par Value Acquisiton 2018-09-18 400 $19.20 600 No 4 M Direct
Common Stock - $.33 1/3 Par Value Acquisiton 2018-09-18 800 $17.09 1,400 No 4 M Direct
Common Stock - $.33 1/3 Par Value Disposition 2018-09-18 1,200 $31.45 200 No 4 S Direct
Common Stock - $.33 1/3 Par Value Acquisiton 2018-09-19 400 $17.09 600 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-09-18 800 $17.09 800 $17.09
Common Stock Stock Option Disposition 2018-09-18 400 $19.20 400 $19.20
Common Stock Stock Option Disposition 2018-09-19 400 $17.09 400 $17.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,000 2011-02-20 2019-02-20 No 4 M Direct
12,600 2012-08-19 2020-08-19 No 4 M Direct
12,200 2011-02-20 2019-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - $.33 1/3 Par Value 11,448 Indirect ESOP Trust
Footnotes
  1. Since the date of the reporting person's last ownership report, the reporting person received an allocation of 329 shares