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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-09-18 16:21:27
Reporting Period:
Accepted Time:
2018-09-18 16:21:27
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1420811 On Deck Capital Inc. ONDK () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357484 A Nicholas Sinigaglia C/o On Deck Capital, Inc.
1400 Broadway, 25Th Floor
New York NY 10018
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-14 3,014 $4.45 83,925 No 4 A Direct
Common Stock Disposition 2018-09-17 3,014 $7.58 80,911 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
  1. The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d).
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $7.53 to $7.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.