Filing Details

Accession Number:
0001411207-18-000188
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-18 16:07:52
Reporting Period:
2018-09-14
Accepted Time:
2018-09-18 16:07:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543489 E. Lawrence Dewey One Allison Way
Indianapolis IN 46222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-14 78,805 $30.23 400,133 No 4 M Direct
Common Stock Disposition 2018-09-14 78,805 $51.61 321,328 No 4 S Direct
Common Stock Acquisiton 2018-09-17 60,940 $32.13 382,268 No 4 M Direct
Common Stock Acquisiton 2018-09-17 50,519 $23.59 432,787 No 4 M Direct
Common Stock Disposition 2018-09-17 111,459 $51.77 321,328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-14 78,805 $0.00 78,805 $30.23
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-17 60,940 $0.00 60,940 $32.13
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-17 50,519 $0.00 50,519 $23.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-05-31 No 4 M Direct
0 2020-05-31 No 4 M Direct
29,609 2020-05-31 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.2700 to $51.8600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.4100 to $52.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option vested on December 1, 2016.
  5. The option vested on February 19, 2018.
  6. The option vested on May 31, 2018.