Filing Details
- Accession Number:
- 0001209191-18-051416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-18 16:02:25
- Reporting Period:
- 2018-09-14
- Accepted Time:
- 2018-09-18 16:02:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654739 | C Barry Mccarthy | C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-09-14 | 151,203 | $0.00 | 484,774 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-09-14 | 151,203 | $25.78 | 333,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 26,693 | $0.00 | 26,693 | $9.49 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 26,693 | $0.00 | 26,693 | $9.49 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 27,615 | $0.00 | 27,615 | $9.49 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 29,527 | $0.00 | 29,527 | $9.49 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2018-09-14 | 40,675 | $0.00 | 40,675 | $11.07 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-14 | 26,693 | $9.49 | 26,693 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-14 | 26,693 | $9.49 | 26,693 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-14 | 27,615 | $9.49 | 27,615 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-14 | 29,527 | $9.49 | 29,527 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-14 | 40,675 | $11.07 | 40,675 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-09-14 | 151,203 | $0.00 | 151,203 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-09-23 | No | 4 | M | Direct | |
| 0 | 2020-05-12 | No | 4 | M | Direct | |
| 0 | 2021-03-18 | No | 4 | M | Direct | |
| 0 | 2022-03-08 | No | 4 | M | Direct | |
| 0 | 2023-07-20 | No | 4 | M | Direct | |
| 195,498 | No | 4 | M | Direct | ||
| 222,191 | No | 4 | M | Direct | ||
| 249,806 | No | 4 | M | Direct | ||
| 279,333 | No | 4 | M | Direct | ||
| 320,008 | No | 4 | M | Direct | ||
| 168,805 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.68 to $25.89, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- These stock options are fully vested and exercisable.
- Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
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