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Filing Details

Accession Number:
0001209191-18-051296
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-17 20:00:52
Reporting Period:
2018-09-14
Accepted Time:
2018-09-17 20:00:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596078 Raymond Huggenberger 326 Bollay Drive
Goleta CA 93117
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-14 1,000 $8.37 8,797 No 4 M Direct
Common Stock Acquisiton 2018-09-14 4,500 $16.62 13,297 No 4 M Direct
Common Stock Acquisiton 2018-09-14 2,500 $38.54 15,797 No 4 M Direct
Common Stock Acquisiton 2018-09-14 2,500 $44.19 18,297 No 4 M Direct
Common Stock Disposition 2018-09-14 904 $279.47 17,393 No 4 S Direct
Common Stock Disposition 2018-09-14 596 $280.53 16,797 No 4 S Direct
Common Stock Disposition 2018-09-14 2,374 $281.50 14,423 No 4 S Direct
Common Stock Disposition 2018-09-14 3,140 $282.60 11,283 No 4 S Direct
Common Stock Disposition 2018-09-14 1,095 $283.63 10,188 No 4 S Direct
Common Stock Disposition 2018-09-14 1,751 $284.63 8,437 No 4 S Direct
Common Stock Disposition 2018-09-14 640 $285.28 7,797 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-09-14 1,000 $0.00 1,000 $8.37
Common Stock Stock Option (right to buy) Disposition 2018-09-14 4,500 $0.00 4,500 $16.62
Common Stock Stock Option (right to buy) Disposition 2018-09-14 2,500 $0.00 2,500 $38.54
Common Stock Stock Option (right to buy) Disposition 2018-09-14 2,500 $0.00 2,500 $44.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,000 2023-10-09 No 4 M Direct
22,156 2021-03-31 No 4 M Direct
40,400 2022-05-15 No 4 M Direct
72,800 2023-05-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
  2. Represents the weighted average share price of an aggregate total of 904 shares sold in the price range of $279.00 to $279.96 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average share price of an aggregate total of 596shares sold in the price range of $280.025 to $281.010 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average share price of an aggregate total of 2,374shares sold in the price range of $281.04 to $282.02 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average share price of an aggregate total of 3,140 shares sold in the price range of $282.05 to $283.04 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Represents the weighted average share price of an aggregate total of 1,095shares sold in the price range of $283.06 to $284.02 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Represents the weighted average share price of an aggregate total of 1,751 shares sold in the price range of $284.11 to $285.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. Represents the weighted average share price of an aggregate total of 640 shares sold in the price range of $285.14 to $285.39 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
  10. Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
  11. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
  12. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016.