Filing Details
- Accession Number:
- 0001668428-18-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-17 16:22:31
- Reporting Period:
- 2018-09-14
- Accepted Time:
- 2018-09-17 16:22:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1668428 | Fgl Holdings | FG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180573 | J Christopher Littlefield | 4Th Floor, Boundary Hall, Cricket Square Grand Cayman E9 KY1-1102 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-09-14 | 30,000 | $8.74 | 30,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option | $10.00 | 2025-05-15 | 1,211,387 | 1,211,387 | Direct | |
| Ordinary Shares | Employee Stock Option | $10.00 | 2025-05-15 | 1,211,386 | 1,211,386 | Direct | |
| Ordinary Shares | Employee Stock Option | $10.00 | 2025-05-15 | 306,738 | 306,738 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-05-15 | 1,211,387 | 1,211,387 | Direct |
| 2025-05-15 | 1,211,386 | 1,211,386 | Direct |
| 2025-05-15 | 306,738 | 306,738 | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $8.70 to $8.78. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in five equal annual installments beginning on March 15, 2019.
- Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
- Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
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