Filing Details

Accession Number:
0001144204-18-049652
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-17 15:49:25
Reporting Period:
2018-09-13
Accepted Time:
2018-09-17 15:49:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072627 Kingsway Financial Services Inc KFS () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
913960 P L Associates Stilwell 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1113303 Joseph Stilwell 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1397076 Stilwell Value Llc 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1564452 Stilwell Activist Fund, L.p. 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1573720 Stilwell Activist Investments, L.p. 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-13 6,000 $2.80 393,144 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-09-13 44,000 $2.80 2,946,892 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-09-14 3,000 $2.95 396,144 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-09-14 22,000 $2.95 2,968,892 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 162,500 Direct
Common Stock 903,066 Indirect See footnote
Footnotes
  1. These are shares owned directly by Joseph Stilwell.
  2. These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  3. This Form 4 reports the following acquisitions: (a) on September 13, 2018, Stilwell Activist Fund, L.P. ("SAF") acquired 6,000 shares at $2.80 USD per share and Stilwell Activist Investments, L.P. ("SAI") acquired 44,000 shares at $2.80 USD per share; and (b) on September 14, 2018, SAF acquired 3,000 shares at $2.95 USD per share and SAI acquired 22,000 shares at $2.95 USD per share.
  4. These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  5. These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.