Filing Details

Accession Number:
0001638599-18-001107
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-17 12:56:17
Reporting Period:
2018-09-14
Accepted Time:
2018-09-17 12:56:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495584 Firsthand Technology Value Fund Inc. SVVC () 273008946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518301 M Kevin Landis 150 Almaden Blvd. Suite 1250
San Jose CA 95113
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Firsthand Technology Value Fund, Inc. Acquisiton 2018-09-14 1,267 $15.19 45,383 No 4 P Indirect By Firsthand Capital Management, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Firsthand Capital Management, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Firsthand Technology Value Fund, Inc. 216,148 Direct