Filing Details
- Accession Number:
- 0001209191-18-051124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-14 17:29:19
- Reporting Period:
- 2018-09-13
- Accepted Time:
- 2018-09-14 17:29:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326822 | Robert Bailenson | Assured Guaranty Ltd. 30 Woodbourne Avenue Hamilton D0 HM08 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-09-13 | 10,000 | $7.44 | 252,786 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-09-13 | 6,723 | $17.44 | 259,509 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-09-13 | 16,723 | $40.42 | 242,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-09-13 | 10,000 | $0.00 | 10,000 | $7.44 |
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-09-13 | 6,723 | $0.00 | 6,723 | $17.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-05 | No | 4 | M | Direct | |
| 0 | 2015-02-09 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.38 and $40.461 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.
- All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 28,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 60,478.
Billionaire Hedge Funds
