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Filing Details

Accession Number:: 0001127602-18-027530
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-13 18:52:42
Reporting Period:: 2018-09-12

Accepted Time:: 2018-09-13 18:52:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101382	Umb Financial Corp	UMBF	National Commercial Banks (6021)	430903811

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1739103	H Dana Abraham	1010 Grand Blvd. Kansas City MO 64106	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-12	2,751	$57.40	13,796	No	4	M	Direct
Common Stock	Acquisiton	2018-09-12	2,097	$51.42	15,893	No	4	M	Direct
Common Stock	Acquisiton	2018-09-12	2,029	$47.68	17,922	No	4	M	Direct
Common Stock	Disposition	2018-09-12	200	$73.89	17,722	No	4	S	Direct
Common Stock	Disposition	2018-09-12	200	$73.92	17,522	No	4	S	Direct
Common Stock	Disposition	2018-09-12	197	$73.96	17,325	No	4	S	Direct
Common Stock	Disposition	2018-09-12	3	$73.97	17,322	No	4	S	Direct
Common Stock	Disposition	2018-09-12	200	$73.98	17,122	No	4	S	Direct
Common Stock	Disposition	2018-09-12	200	$74.00	16,922	No	4	S	Direct
Common Stock	Disposition	2018-09-12	300	$74.00	16,622	No	4	S	Direct
Common Stock	Disposition	2018-09-12	331	$74.01	16,291	No	4	S	Direct
Common Stock	Disposition	2018-09-12	100	$74.03	16,191	No	4	S	Direct
Common Stock	Disposition	2018-09-12	238	$74.03	15,953	No	4	S	Direct
Common Stock	Disposition	2018-09-12	100	$74.04	15,853	No	4	S	Direct
Common Stock	Disposition	2018-09-12	700	$74.04	15,153	No	4	S	Direct
Common Stock	Disposition	2018-09-12	100	$74.05	15,053	No	4	S	Direct
Common Stock	Disposition	2018-09-12	100	$74.05	14,953	No	4	S	Direct
Common Stock	Disposition	2018-09-12	150	$74.06	14,803	No	4	S	Direct
Common Stock	Disposition	2018-09-12	300	$74.07	14,503	No	4	S	Direct
Common Stock	Disposition	2018-09-12	200	$74.08	14,303	No	4	S	Direct
Common Stock	Disposition	2018-09-12	150	$74.09	14,153	No	4	S	Direct
Common Stock	Disposition	2018-09-12	708	$74.10	13,445	No	4	S	Direct
Common Stock	Disposition	2018-09-12	200	$74.11	13,245	No	4	S	Direct
Common Stock	Disposition	2018-09-12	300	$74.12	12,945	No	4	S	Direct
Common Stock	Disposition	2018-09-12	484	$74.13	12,461	No	4	S	Direct
Common Stock	Disposition	2018-09-12	111	$74.14	12,350	No	4	S	Direct
Common Stock	Disposition	2018-09-12	305	$74.15	12,045	No	4	S	Direct
Common Stock	Disposition	2018-09-12	300	$74.16	11,745	No	4	S	Direct
Common Stock	Disposition	2018-09-12	97	$74.18	11,648	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-12	2,751	$0.00	2,751	$57.40
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-12	2,097	$0.00	2,097	$51.42
Common Stock	Stock Option (Right to Buy)	Disposition	2018-09-12	2,029	$0.00	2,029	$47.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
918	2017-01-01	2024-01-01	No	4	M	Direct
2,098	2018-02-11	2025-02-11	No	4	M	Direct
2,030	2018-02-05	2026-02-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	289	Indirect	By ESOP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$41.37	2012-01-01	2019-01-01	0	0	Direct
Common Stock	Stock Option (Right to Buy)	$37.84	2013-01-01	2020-01-01	0	0	Direct
Common Stock	Stock Option (Right to Buy)	$41.71	2014-01-01	2021-01-01	0	0	Direct
Common Stock	Stock Option (Right to Buy)	$39.97	2015-01-01	2022-01-01	0	0	Direct
Common Stock	Stock Option (Right to Buy)	$45.58	2016-01-01	2023-01-01	0	0	Direct
Common Stock	Stock Option (Right to Buy)	$75.25	2019-02-02	2027-02-02	2,446	2,446	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-01	0	0	Direct
2020-01-01	0	0	Direct
2021-01-01	0	0	Direct
2022-01-01	0	0	Direct
2023-01-01	0	0	Direct
2027-02-02	2,446	2,446	Direct

Footnotes

Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019.
Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020.
Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Options vested 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014.
Options vested 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015.
Options vested 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2016.
Options vested 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
Options vested 50% on 1/1/2016, 75% on 1/1/2017 and 100% on 1/1/2018.
Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.