Filing Details

Accession Number:
0000914190-18-000396
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-13 17:23:26
Reporting Period:
2018-09-11
Accepted Time:
2018-09-13 17:23:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603454 Celcuity Inc. CELC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213869 Richard Nigon 16305 36Th Avenue North
Minneapolis MN 55446
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-11 9,747 $22.31 90,278 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,300 Indirect By Grandchildren's Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $16.23 2027-10-19 8,200 8,200 Direct
Common Stock Stock Option (right to buy) $19.45 2028-05-14 3,201 3,201 Direct
Common Stock Warrants (right to buy) $9.50 2024-09-22 5,061 5,061 Direct
Common Stock Warrants (right to buy) $7.56 2026-01-14 4,672 4,672 Direct
Common Stock Warrants (right to buy) $7.56 2026-05-02 3,245 3,245 Direct
Common Stock Warrants (right to buy) $8.42 2027-04-28 8,461 8,461 Direct
Common Stock Warrants (right to buy) $8.42 2027-05-17 1,429 1,429 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-10-19 8,200 8,200 Direct
2028-05-14 3,201 3,201 Direct
2024-09-22 5,061 5,061 Direct
2026-01-14 4,672 4,672 Direct
2026-05-02 3,245 3,245 Direct
2027-04-28 8,461 8,461 Direct
2027-05-17 1,429 1,429 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.93 to $22.85 inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Currently exercisable.
  3. This Option will vest and become exercisable on April 30, 2019, or if earlier, the date of the Company's 2019 Annual Meeting of Stockholders.