Filing Details

Accession Number:
0000899243-18-024430
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-13 16:18:45
Reporting Period:
2018-09-11
Accepted Time:
2018-09-13 16:18:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478121 Pfenex Inc. PFNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230051 M Phillip Schneider C/o Pfenex Inc., 10790 Roselle Street
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-11 11,000 $4.99 11,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. Shares held by the Phillip and Shauna Schneider Family Trust DTD 06/05/1990, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.