Filing Details

Accession Number:
0001706902-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-13 15:59:55
Reporting Period:
2018-09-10
Accepted Time:
2018-09-13 15:59:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706902 Danielle Cupps C/O Xa Investments
1290 Broadway Suite 1100
Denver CO 80203
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-09-10 1,045 $9.89 29,100 No 4 P Direct
Common Shares Of Beneficial Interest Acquisiton 2018-09-10 900 $9.88 30,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct