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Home > Insider Trading > Filing (0001706902-18-000005)

Filing Details

Accession Number:: 0001706902-18-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-13 12:13:03
Reporting Period:: 2018-09-12

Accepted Time:: 2018-09-13 12:13:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1706902	Danielle Cupps	C/O Xa Investments 1290 Broadway Suite 1100 Denver CO 80203		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Interest	Acquisiton	2018-09-12	2,000	$9.89	26,000	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2018-09-12	100	$9.85	26,100	No	4	P	Direct
Common Shares Of Beneficial Interest	Acquisiton	2018-09-12	1,955	$9.89	28,055	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct