Filing Details
- Accession Number:
- 0001214659-18-006022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-13 11:57:21
- Reporting Period:
- 2018-09-12
- Accepted Time:
- 2018-09-13 11:57:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173420 | Novagold Resources Inc | NG | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515674 | A. David Ottewell | C/O Novagold Resources Inc. 201 South Main Street, Suite 400 Salt Lake City UT 84111 | Vice President & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-09-12 | 150,000 | $2.23 | 645,385 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-09-12 | 89,691 | $3.73 | 555,694 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2018-09-12 | 60,309 | $3.73 | 495,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) | Disposition | 2018-09-12 | 150,000 | $0.00 | 150,000 | $2.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 427,300 | 2019-01-06 | No | 4 | M | Direct |
Footnotes
- The exercise price reported above was converted from the Canadian exercise price of $2.90 using an exchange rate of CAD$1.3014=U.S.$1.00.
- The price reported above was converted from the Canadian price of C$4.85 to USD using an exchange rate of CAD$1.3014=USD$1.00.
- The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.
Billionaire Hedge Funds
