Filing Details

Accession Number:
0001093557-18-000201
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 21:22:28
Reporting Period:
2018-09-10
Accepted Time:
2018-09-12 21:22:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093557 Dexcom Inc DXCM Surgical & Medical Instruments & Apparatus (3841) 330857544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446422 Jeffrey Moy 6340 Sequence Drive
San Diego CA 92121
Svp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-10 1,832 $143.76 66,682 No 4 S Direct
Common Stock Disposition 2018-09-10 2,762 $143.76 63,920 No 4 S Direct
Common Stock Disposition 2018-09-10 17,386 $0.00 46,534 No 5 J Direct
Common Stock Acquisiton 2018-09-10 17,386 $0.00 22,447 No 5 J Indirect by Trust
Common Stock Disposition 2018-09-10 5,736 $143.35 16,711 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 5 J Direct
No 5 J Indirect by Trust
No 4 S Indirect by Trust
Footnotes
  1. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  2. Included in this number are 46,534 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 10,941 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 5,500 of which were granted on March 8, 2016 and shall vest through March 8, 2019.
  3. Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.
  4. Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.
  5. On May 29, 2018, Mr. Moy adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Moy. The shares set forth above were sold pursuant to the 10b5-1 Plan.