Filing Details

Accession Number:
0001209191-18-050731
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 20:02:34
Reporting Period:
2018-09-11
Accepted Time:
2018-09-12 20:02:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686510 J Dan Sanders 5455 East High Street
Suite 111
Phoenix AZ 85054
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-09-11 15,117 $20.98 58,645 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-09-11 15,117 $28.91 43,528 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-09-11 4,812 $28.21 48,340 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-09-11 4,812 $28.91 43,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2018-09-11 15,117 $0.00 15,117 $20.98
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2018-09-11 4,812 $0.00 4,812 $28.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-08-11 No 4 M Direct
2,405 2023-03-04 No 4 M Direct
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $28.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Includes 30,750 shares of restricted stock and 12,778 performance share awards. Each share of restricted stock and performance share awards represents the right to receive, upon vesting, one share of common stock. 23,428 shares of restricted stock will vest evenly over two years on March 3, 2019 and 2020. 814 shares of restricted stock will vest on March 4, 2019. The remaining 6,508 restricted shares will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The 12,778 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.
  3. All such options are presently exercisable.
  4. The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 4, 2019.