Filing Details

Accession Number:
0001209191-18-050652
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 16:57:26
Reporting Period:
2018-09-10
Accepted Time:
2018-09-12 16:57:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267238 Assurant Inc AIZ Accident & Health Insurance (6321) 391126612
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312916 J Christopher Pagano Assurant, Inc.
28 Liberty Street, 41 Fl.
New York NY 10005
Evp, Cro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-10 650 $101.76 56,843 No 4 S Direct
Common Stock Disposition 2018-09-10 500 $103.12 56,343 No 4 S Direct
Common Stock Disposition 2018-09-10 100 $104.04 56,243 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,059 Indirect By 401 (k) Plan
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2018.
  2. The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.52 through $102.5199, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
  3. The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.95 through $103.9499, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
  4. The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.04 through $105.0399, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
  5. Includes restricted stock units.
  6. Between May 21, 2008 and June 30, 2018, Mr. Pagano acquired 4058.980 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of June 30, 2018.