Filing Details

Accession Number:
0000049071-18-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 09:53:54
Reporting Period:
2018-09-10
Accepted Time:
2018-09-12 09:53:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185643 D Bruce Broussard Humana Inc.
500 West Main Street
Louisville KY 40202
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2018-09-10 18,000 $328.66 71,085 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $167.81 2023-02-18 39,147 39,147 Direct
Humana Common Options $217.42 2024-03-08 105,988 105,988 Direct
Humana Common Options $268.47 2025-02-19 44,152 44,152 Direct
Humana Common Restricted Stock Units $0.00 8,693 8,693 Direct
Humana Common Restricted Stock Units $0.00 16,252 16,252 Direct
Humana Common Restricted Stock Units $0.00 10,243 10,243 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-18 39,147 39,147 Direct
2024-03-08 105,988 105,988 Direct
2025-02-19 44,152 44,152 Direct
8,693 8,693 Direct
16,252 16,252 Direct
10,243 10,243 Direct
Footnotes
  1. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three annual increments.
  2. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
  4. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  5. Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
  6. Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
  7. Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
  8. Shares sold at prices ranging from $328.10 to $329.03. Price reported is weighted average sales price.