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Home > Insider Trading > Filing (0001209191-18-050490)

Filing Details

Accession Number:
0001209191-18-050490
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-11 16:37:46
Reporting Period:
2018-09-11
Accepted Time:
2018-09-11 16:37:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524025 Tilly's Inc. TLYS Retail-Apparel & Accessory Stores (5600) 452164791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548777 Hezy Shaked C/O Tilly'S, Inc.
10 Whatney
Irvine CA 92618		 Chief Strategy Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-09-11 2,258,438 $0.00 2,258,438 No 4 C Direct
Class A Common Stock Disposition 2018-09-11 2,258,438 $18.50 0 No 4 S Direct
Class A Common Stock Acquisiton 2018-09-11 100,000 $12.31 100,000 No 4 C Direct
Class A Common Stock Disposition 2018-09-11 100,000 $18.50 0 No 4 S Direct
Class A Common Stock Disposition 2018-09-11 520,611 $18.50 0 No 4 S Indirect BY LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Indirect BY LLC
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-09-11 2,258,438 $0.00 2,258,438 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2018-09-11 100,000 $0.00 100,000 $12.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,799,367 No 4 C Direct
0 2024-03-24 No 4 M Direct
Footnotes
  1. The shares reported herein are held in The Hezy Shaked Living Trust under which the Reporting Person is trustee and beneficiary. Pursuant to a voting trust agreement with Tilly Levine, the Reporting Person has the right to vote certain shares of Class A Common Stock and Class B Common Stock held by Tilly Levine (the "Levine Shares"). Tilly Levine has filed a Form 3 and subsequent Forms 4 with respect to the Levine Shares. The Reporting Person does not have any pecuniary interest in the Levine Shares and thus disclaims beneficial ownership of such shares.
  2. The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209).
  3. The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts.
  4. Represents shares held by a limited liability company (the "LLC") of which the Reporting Person serves as the sole manager with sole voting and investment control over the securities held thereby. The Reporting Person disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein.
  5. Class B Common Stock has no expiration date and is convertible on a one-for-one basis into shares of Class A Common Stock at the election of the holder or automatically upon the occurrence of certain events.
  6. The shares subject to this stock option are fully vested.