Filing Details
- Accession Number:
- 0001209191-18-050409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-11 12:16:41
- Reporting Period:
- 2018-09-10
- Accepted Time:
- 2018-09-11 12:16:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101680 | Dasan Zhone Solutions Inc | DZSI | Telephone & Telegraph Apparatus (3661) | 223509099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240459 | Michael Connors | C/O Dasan Zhone Solutions, Inc. 7195 Oakport St. Oakland CA 94621 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-09-10 | 3,333 | $10.24 | 0 | No | 4 | S | Indirect | Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,515 | Direct |
Footnotes
- The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.1156 to $10.30 per share. Dr. Connors has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- Held by Suaimhneas LLC, of which Dr. Connors is the sole manager and his adult children are the owners.
Billionaire Hedge Funds
