Filing Details
- Accession Number:
- 0001209191-18-050265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-10 16:32:08
- Reporting Period:
- 2018-09-07
- Accepted Time:
- 2018-09-10 16:32:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320490 | H Steven Nelson | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Ceo, Unitedhealthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-07 | 10,071 | $70.24 | 28,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-07 | 8,594 | $108.97 | 37,087 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-07 | 10,436 | $111.16 | 47,523 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-07 | 9,148 | $160.31 | 56,671 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-07 | 26,033 | $270.65 | 30,638 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2018-09-07 | 10,071 | $0.00 | 10,071 | $70.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2018-09-07 | 8,594 | $0.00 | 8,594 | $108.97 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2018-09-07 | 10,436 | $0.00 | 10,436 | $111.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2018-09-07 | 9,148 | $0.00 | 9,148 | $160.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-12 | No | 4 | M | Direct | |
| 8,594 | 2025-02-10 | No | 4 | M | Direct | |
| 20,872 | 2026-02-09 | No | 4 | M | Direct | |
| 27,444 | 2027-02-08 | No | 4 | M | Direct |
Footnotes
- Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades ranging from $270.343 to $270.925 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018.
- The non-qualified stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019.
- The non-qualified stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.
- The non-qualified stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021.
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