Filing Details

Accession Number:
0001721742-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-10 10:57:44
Reporting Period:
2018-09-06
Accepted Time:
2018-09-10 10:57:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038773 Smartfinancial Inc. SMBK National Commercial Banks (6021) 621173944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721742 Jr. Wade Robert Kuhn 5401 Kingston Pike Suite 600
Knoxville TN 37919
Regional President - Smartbank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-06 17,000 $11.76 17,510 No 4 M Direct
Common Stock Acquisiton 2018-09-06 17,000 $11.76 34,510 No 4 M Direct
Common Stock Disposition 2018-09-06 34,000 $24.00 510 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-09-06 17,000 $0.00 17,000 $11.76
Common Stock Stock Option Disposition 2018-09-06 17,000 $0.00 17,000 $11.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-27 2019-01-27 No 4 M Direct
0 2010-02-01 2020-02-01 No 4 M Direct
Footnotes
  1. Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger").
  2. Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.