Filing Details

Accession Number:
0001704759-18-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-07 13:50:41
Reporting Period:
2018-09-05
Accepted Time:
2018-09-07 13:50:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
934549 Acacia Research Corp ACTG Patent Owners & Lessors (6794) 954405754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704759 Jr B Robert Stewart 520 Newport Center Drive
12Th Floor
Newport Beach CA 92660
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-05 66,115 $3.12 164,758 No 4 M Direct
Common Stock Disposition 2018-09-05 66,115 $3.75 98,643 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Acacia Research Corporation Common Stock Stock Option (Right to Buy) Disposition 2018-09-05 66,115 $0.00 66,115 $3.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,223 2023-03-01 No 4 M Direct
Footnotes
  1. The option shares are exercisable in six equal installments over a three year period from March 1, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.80, inclusive. Mr. Stewart undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.