Filing Details
- Accession Number:
- 0001209191-18-049978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-06 20:37:40
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-06 20:37:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071255 | Golden Entertainment Inc. | GDEN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903291 | Lyle Berman | 6595 S. Jones Blvd. Las Vegas NV 89118 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-04 | 15,000 | $4.79 | 913,293 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-04 | 51,198 | $5.09 | 964,491 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-04 | 255 | $2.07 | 964,746 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-04 | 11,477 | $29.01 | 953,269 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-04 | 16,381 | $28.10 | 936,888 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-05 | 8,410 | $5.09 | 945,298 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-05 | 39,745 | $2.07 | 985,043 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-05 | 9,334 | $5.09 | 994,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-05 | 6,261 | $27.56 | 988,116 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-09-05 | 20,112 | $27.00 | 968,004 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-09-06 | 57,797 | $5.09 | 1,025,801 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-06 | 30,000 | $4.43 | 1,055,801 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-06 | 15,823 | $26.99 | 1,039,978 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-04 | 15,000 | $0.00 | 15,000 | $4.79 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-04 | 51,198 | $0.00 | 51,198 | $5.09 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-04 | 255 | $0.00 | 255 | $2.07 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-05 | 8,410 | $0.00 | 8,410 | $5.09 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-05 | 39,745 | $0.00 | 39,745 | $2.07 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-05 | 9,334 | $0.00 | 9,334 | $5.09 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-06 | 57,797 | $0.00 | 57,797 | $5.09 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-09-06 | 30,000 | $0.00 | 30,000 | $4.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-27 | No | 4 | M | Direct | |
| 66,207 | 2019-09-21 | No | 4 | M | Direct | |
| 39,745 | 2020-10-14 | No | 4 | M | Direct | |
| 57,797 | 2019-09-21 | No | 4 | M | Direct | |
| 0 | 2020-10-14 | No | 4 | M | Direct | |
| 0 | 2019-09-21 | No | 4 | M | Direct | |
| 0 | 2019-09-21 | No | 4 | M | Direct | |
| 0 | 2023-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 211,403 | Indirect | By Berman Consulting Corporation |
| Common Stock | 156,880 | Indirect | By Lyle A. Berman Roth IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $27.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote (2) to Form 4.
- Berman Consulting Corporation is a corporation wholly owned by the Reporting Person.
- The options, representing a right to purchase a total of 15,000 shares, became exercisable in three equal annual installments beginning onJanuary 28, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
- The options, representing a right to purchase a total of 117,405 shares, became exercisable in two equal annual installments beginning onSeptember 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
- The options, representing a right to purchase a total of 40,000 shares, became exercisable in three equal annual installments beginning on October 15, 2011.
- The options, representing a right to purchase a total of 9,334 shares, became exercisable in five equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
- The options, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments beginning on February 12, 2014.
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