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Home > Insider Trading > Filing (0001209191-18-049974)

Filing Details

Accession Number:
0001209191-18-049974
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 20:30:50
Reporting Period:
2018-09-04
Accepted Time:
2018-09-06 20:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175523 Leonard Green & Partners, L.p. 11111 Santa Monica Blvd
Ste 2000
Los Angeles CA 90025		 Yes No No No
1175525 Lgp Management Inc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1531051 Green Equity Investors Vi, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1531059 Green Equity Investors Side Vi, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1568925 Lgp Malted Coinvest Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1632071 Gei Capital Vi, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1632074 Green Vi Holdings, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025		 Yes No No No
1632725 Peridot Coinvest Manager Llc 11111 Santa Monica Boulevard
Los Angeles, CA 90025		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-09-04 102,589 $59.74 899,910 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 7,488 $59.74 65,684 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 61,144 $59.74 1,240,346 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 17,243 $58.76 882,667 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 1,259 $58.76 64,425 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 10,277 $58.76 1,230,069 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 21,508 $58.18 861,159 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 1,570 $58.18 62,855 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 12,819 $58.18 1,217,250 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 8,450 $59.01 852,709 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 617 $59.01 62,238 No 4 S Direct
Class A Common Stock Disposition 2018-09-06 5,036 $59.01 1,212,214 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,032 Indirect See footnote
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 1,181,199 Direct
Class A Common Stock Class B Common Stock $0.00 0 86,217 Direct
Class A Common Stock Employee Stock Option (right to buy) $34.62 2017-05-19 2026-05-19 2,003 10,254 Indirect
Class A Common Stock Employee Stock Option (right to buy) $21.00 2016-01-29 2025-01-29 8,251 10,254 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,181,199 Direct
0 86,217 Direct
2026-05-19 2,003 10,254 Indirect
2025-01-29 8,251 10,254 Indirect
Footnotes
  1. Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI").
  2. This transaction was executed in multiple trades at prices ranging from $59.15 to $60.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  3. Represents shares owned by GEI VI.
  4. GEI Capital VI, LLC ("Capital") is the general partner of GEI VI and Green Equity Investors Side VI, L.P. ("GEI Side VI"). Green VI Holdings, LLC ("Holdings") is a limited partner of GEI VI. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI VI and GEI Side VI, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Malted Coinvest LLC ("Malted"), and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
  5. Each of GEI VI, GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the A-Common owned by GEI VI, GEI Side VI, or Malted, or the shares of Class B Common Stock, par value $0.001 per share ("B-Common") and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC owned by GEI VI and Malted (collectively, the "Equity Interests") and, therefore, a "ten percent holder" hereunder.
  6. Each of GEI Side VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  7. Represents shares of A-Common sold by Malted.
  8. Represents shares owned by Malted.
  9. Each of GEI VI, GEI Side VI, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Malted, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  10. Represents shares of A-Common sold by GEI Side VI.
  11. Represents shares owned by GEI Side VI.
  12. Each of GEI VI, Malted, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Equity Interests reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side VI, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  13. This transaction was executed in multiple trades at prices ranging from $58.61 to $59.11. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  14. This transaction was executed in multiple trades at prices ranging from $57.82 to $58.8. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  15. This transaction was executed in multiple trades at prices ranging from $58.905 to $59.13. The price reported reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.
  16. Represents shares of A-Common underlying restricted stock units awarded to Mr. Jonathan D. Sokoloff, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy on June 12, 2018 and June 12, 2017. The restricted stock units represent the right to receive shares of A-Common, subject to Mr. Sokoloff's continued service with the Issuer. Of the 1,032 shares of A-Common reported, 642 are vested and 390 will vest on June 12, 2019.
  17. Represents shares owned by Mr. Sokoloff.
  18. Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election).
  19. Not applicable.
  20. These options are fully vested.
  21. Represents options granted in respect of Mr. Sokoloff's service on the Issuer's board of directors. These options are fully vested.
  22. The options reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of LGP. LGP directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
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