Filing Details
- Accession Number:
- 0001547903-18-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-06 19:29:48
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-06 19:29:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1052831 | M Bradley Shuster | C/O Nmi Holdings, Inc. 2100 Powell Street 12Th Fl. Emeryville CA 94608 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-09-04 | 150,000 | $10.00 | 643,056 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-09-04 | 68,028 | $22.05 | 575,028 | No | 4 | F | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-09-05 | 70,598 | $21.28 | 504,430 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-09-06 | 11,374 | $21.05 | 493,056 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-09-04 | 150,000 | $0.00 | 150,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 757,500 | 2022-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 160,773 | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.2752. The range of sale prices on the transaction date was $20.75 to $22.15 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $21.0502. The range of sale prices on the transaction date was $21.05 to $21.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 389,201 class A common shares and 103,855 unvested restricted stock units.
- The option award vested in full on April 24, 2015.
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