Filing Details

Accession Number:
0001547903-18-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 19:27:56
Reporting Period:
2018-09-05
Accepted Time:
2018-09-06 19:27:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591053 J Claudia Merkle C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2018-09-05 76,000 $12.32 162,195 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2018-09-05 76,000 $21.26 86,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2018-09-05 76,000 $0.00 76,000 $12.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-12 No 4 M Direct
Footnotes
  1. The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $21.2603. The range of sale prices on the transaction date was $20.75 to $22.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  2. Represents 7,317 class A common shares and 78,878 unvested restricted stock units.
  3. The option award vested in full on February 12, 2017.