Filing Details

Accession Number:
0000950138-18-000516
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 17:43:08
Reporting Period:
2018-09-04
Accepted Time:
2018-09-06 17:43:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438917 R Eric Fencl C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Drive
St. Louis MO 63114
Cao, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-04 19,596 $5.11 172,858 No 4 M Direct
Common Stock Disposition 2018-09-04 19,596 $9.21 153,262 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-09-04 19,596 $0.00 19,596 $5.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-17 No 4 M Direct
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The options vested in equal annual installments over four years from the date of grant.
  3. The reporting price is the weighted average sale price per share for 6 transactions in which the sale prices range from $9.10 to $9.30 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  4. After giving effect to the transactions reported in this Form 4, Mr. Fencl directly owns 129,011 shares of common stock and 24,251 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Fencl holds vested options to purchase 49,456 shares and unvested options to purchase 33,046 shares of Build-A-Bear Workshop, Inc.'s common stock.