Filing Details
- Accession Number:
- 0001613665-18-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-06 17:17:30
- Reporting Period:
- 2018-09-05
- Accepted Time:
- 2018-09-06 17:17:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622162 | James Kenneth Karels | C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-09-05 | 100 | $44.00 | 29,973 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-09-06 | 4,600 | $44.00 | 25,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 43,300 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2015 | $0.00 | 3,791 | 3,791 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2016 | $0.00 | 7,736 | 7,736 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2017 | $0.00 | 11,140 | 11,140 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2016 STI) | $0.00 | 6,816 | 6,816 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2017 STI) | $0.00 | 12,294 | 12,294 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,791 | 3,791 | Direct | |
| 7,736 | 7,736 | Direct | |
| 11,140 | 11,140 | Direct | |
| 6,816 | 6,816 | Direct | |
| 12,294 | 12,294 | Direct |
Footnotes
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
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