Filing Details

Accession Number:
0001209191-18-049847
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 16:43:53
Reporting Period:
2018-09-04
Accepted Time:
2018-09-06 16:43:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924717 Surmodics Inc SRDX Surgical & Medical Instruments & Apparatus (3841) 411356149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508798 R Gary Maharaj 9924 West 74Th Street
Eden Prairie MN 55344
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-04 3,700 $79.40 171,579 No 4 S Direct
Common Stock Disposition 2018-09-04 1,300 $80.16 170,279 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
  2. Reflects the weighted average price of 3,700 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on September 4, 2018 with sale prices ranging from $78.90 to $79.90 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Includes 693 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2018.
  4. Reflects the weighted average price of 1,300 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on September 4, 2018 with sale prices ranging from $79.95 to $80.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.