Filing Details
- Accession Number:
- 0001209191-18-049669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-05 19:13:54
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-09-05 19:13:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316331 | P Patrick Gelsinger | 3401 Hillview Avenue Palo Alto CA 94304 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-08-31 | 7,170 | $0.00 | 411,923 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2018-09-01 | 13,199 | $153.26 | 398,795 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 25,000 | $84.04 | 423,795 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-09-04 | 1,602 | $150.69 | 422,193 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-09-04 | 11,594 | $151.84 | 410,599 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-09-04 | 11,804 | $152.61 | 398,795 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2018-09-04 | 25,000 | $0.00 | 25,000 | $84.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,516 | 2020-07-25 | No | 4 | M | Direct |
Footnotes
- Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $150.23 through $151.20.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $151.29 through $152.28.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $152.29 through $152.89.
- 71 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2018.
- The option is fully vested.
Billionaire Hedge Funds
