Filing Details

Accession Number:
0001624339-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-05 17:25:40
Reporting Period:
2018-09-04
Accepted Time:
2018-09-05 17:25:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624339 G David Wagner C/O Ii-Vi Incorporated
375 Saxonburg Boulevard
Saxonburg PA 16056
Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-04 11,200 $13.99 71,578 No 4 M Direct
Common Stock Acquisiton 2018-09-04 2,134 $12.08 73,712 No 4 M Direct
Common Stock Acquisiton 2018-09-04 3,900 $16.86 77,612 No 4 M Direct
Common Stock Acquisiton 2018-09-04 8,300 $17.53 85,912 No 4 M Direct
Common Stock Acquisiton 2018-09-04 7,542 $17.84 93,454 No 4 M Direct
Common Stock Disposition 2018-09-04 23,228 $47.87 70,226 No 4 S Direct
Common Stock Disposition 2018-09-04 9,848 $48.33 60,378 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Opiton (Right to Buy) Disposition 2018-09-04 11,200 $0.00 11,200 $13.99
Common Stock Option (Right to Buy) Disposition 2018-09-04 2,134 $0.00 2,134 $12.08
Common Stock Option (Right to Buy) Disposition 2018-09-04 3,900 $0.00 3,900 $16.86
Common Stock Option (Right to Buy) Disposition 2018-09-04 8,300 $0.00 8,300 $17.53
Common Stock Option (Right to Buy) Disposition 2018-09-04 7,542 $0.00 7,542 $17.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,800 2024-08-16 No 4 M Direct
0 2019-08-15 No 4 M Direct
0 2020-08-21 No 4 M Direct
0 2021-08-20 No 4 M Direct
5,028 2025-08-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500 Indirect By Father
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018.
  2. Represents the weighted average of multiple sale transactions ranging in price from $47.2500 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. Represents the weighted average of multiple sale transactions ranging in price from $48.2500 to $48.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  4. The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  5. These options vest in five equal annual installments beginning on August 16, 2015.
  6. These options vested in full on August 15, 2014.
  7. These options vested in five equal annual installments beginning on August 21, 2011.
  8. These options vested in five equal annual installments beginning on August 20, 2012.
  9. These options vest in five equal annual installments beginning on August 15, 2016.